legal list

用法例句

Based on characteristics of clandestine dealings and the deficiency of legislation of securities in our country,and considering the legislation of clandestine dealings in other developed countries,this paper proposes some constructive suggestions with the aim of enhancing the legislation of securities in China and punishing clandestine dealings.

证券市场上的内幕交易行为,是各种证券欺诈行为中社会危害性最严重的一种,本文针对我国内幕交易行为的特点和证券立法的不足,联系国外发达国家关于内幕交易行为的立法状况,提出了加强和完善我国证券立法、严厉打击内幕交易行为的建设性意见:如扩大内幕交易主体的范围;完善上市公司的信息披露制度;完善上市公司收购和关联交易中的内幕交易规制;建立内幕交易的民事赔偿责任制度等。

Acceding to WTO will make great impacts on all aspects of the securities field, which will also found in the legislation of securities in our country.

加入WTO对我国证券业各方面均会产生重大影响 ,这种影响和挑战将集中反映在我国证券立法中 。

On the Two Subjects of Securities Law:Regulation and Development:On How the New Securities Law Protects the Minor Investors;

规范与发展:《证券法》的两大主题——兼评《证券法》是中小投资者权益保护法

Revision of Chinese Securities Law to Enhance Investor Protection;

从投资者权益保护看我国《证券法》修改

On Legal Purpose of the Securities Law of China;

论我国《证券法》的立法目的

Administrative Law Judges in the US SEC Securities Enforcement;

美国证券执法中的行政法官制度

The Restrictions of China s “Security Law” over the Formation of Management Mechanism of Company;

中国《证券法》对公司治理机制形成的制衡

The paper described the variation of the regulation of affiliated-transaction through the evolution of corporation law and security law to analyze the process and the characters of minority investor s legal protection of China in view of the historical evolution.

通过对公司法、证券法产生以来对关联交易规制变化的描述,从历史演进的视角提炼分析中国法律对中小投资者保护的变化过程与特点,表明中国法律对以关联交易为表现的中小投资者法律保护呈不断增强的趋势,对关联交易的操作要求日趋透明化与独立化,为增强投资者信心、营造良好的投资环境提供了制度保障。

The principle of good faith is not only a major principle in our civil law but also a basic law in security law.

诚实信用原则不仅是我国民法的一项重要原则,在证券法中也是一项基本原则。

An Empirical Study on the Effect of Legislature and Enforcement of Securities Law on Corporate Governance

证券立法导向与执法机制对公司治理水平影响的实证研究

Legislative Research on Participation of SPT in Asset-securitization;

SPT参与资产证券化的立法问题研究

Study on Safe-harbor Provisions in Securitization Legislation;

论资产证券化立法中的“安全港”条款

A Study of the Reform of Legislative Model concerning the Civil Compensation System in terms of Securities;

证券民事赔偿制度立法改革范式研究

Legal Consideration of Setting up SPV in Asset Securitization in Our Country;

我国资产证券化中SPV设立的法律思考

A Study on European Securities Services Directives and Lamfalussy Process

欧盟证券服务指令及其立法程序研究

Some Considerations of the Legislation of Securities Dematerialization

关于我国证券无纸化立法的几点思考

Legislative and Judicial Conciliation of Legal Liability of the Securities Market;

论证券市场法律责任的立法和司法协调

On the Legal Environments and the Legislation of Asset Securitization of China;

中国资产证券化的法律环境分析及立法选择

The Improvement Considerations of Criminal Legislation on Misrepresentation Crimes in the Securities Market;

证券市场虚假陈述刑事立法的完善思考

Research on Economic Law Accountability Theory of Independent Audit in Security Market;

证券市场独立审计经济法责任理论研究

Internationalization and Localization:Study on the Legislation On Security Crime in China;

我国证券犯罪立法的本土化与国际化思辨

Securities Investment Fund Trust: Model Selection and Legislature;

证券投资基金信托:模式选择与立法建构

Comparative Study on Criminal Legislation of Crimes of Manipulating Securities and Future Trading Price;

操纵证券、期货交易价格罪刑事立法比较研究

Legislative Study on Investors Profit Protection of Securities Investment Funds;

证券投资基金投资者利益保护之立法研究

Improvement on the Chinese Securities Law about Insider Trading;

论我国证券内幕交易立法的进一步完善

The Status and the Future of Legislation for the Rule of Prohibiting Securities Insider Trading in China;

我国证券内幕交易规则的立法现状和前瞻

The Legal Difference between Venture Investment Fund and the Security Investment Fund;

创业投资基金与证券投资基金立法比较