unregulated issuer

用法例句

The Study on the Supervision of Trust Asset-backed Securities Issue;

信托资产支持证券发行监管问题研究

The Research of China s Regulation System of the Market for Securities Issue and Its Validity;

我国证券发行监管制度及其有效性分析

The Significance of "Approval System" in China s Supervision over Security Issuance and Its Perfection;

我国证券发行监管“核准制”的意义与再完善

The Institutional Change of Chinese Securities Issuing Supervision and Management: Theoretical Model and Performance Postmortem;

中国证券发行监管的制度变迁：理论模型与绩效检视

Article4: The CSRC regulates the offering and underwriting of Securities in accordance with the law.

第四条?国证监会依法对证券发行和承销行为进行监督管理。

On Securities Regulatory Powers;

论证券监管权——中国证券监管权的依法行使及其机制性制约

Administrative Thoughts on Establishing Securities Supervision System of China;

构建中国证券监管体制的行政法思考

Analysis on Legal System of Administrative Supervision on China Securities Market;

我国证券市场行政监管法律制度研究

Securities Regulation Settlement System in China;

我国试行证券监管和解制度问题初探

Analysis of the Game Model of Supervision on Swindle in the Securities Market;

对证券市场欺诈行为监管的博弈分析

The Development and the Supervision of China s Stock Market;

关于我国证券市场的发展与监管问题

Article50. The application filed by a company for listing its bonds must be approved by the securities regulatory body under the State Council.

第五十条公司申请其发行的公司债券上市交易，必须报经国务院证券监督管理机构核准。

To issue corporate bonds that may be converted into stocks, the listed company shall file an application with the securities regulatory institution for examination and approval.

上市公司发行可转换为股票的公司债券，应当报国务院证券监督管理机构核准。

Research on Management Experiment of Securities Regulation Based on Behavioral Finance;

基于行为金融学的证券监管管理实验研究

Game analysis on behaviors between investment fund governors and supervisors;

证券投资基金管理者与监管者行为的博弈分析

Who Supervises the Supervisory Body?--Taking Securities Market Supervision as An Example;

谁来监管监管者?——以证券市场监管为例

Securities supervision commission

证券监督管理委员会

Government supervision over the security macket might be more effective than supervision over other areas.

政府对证券市场的监管比对其它行业更有效。